waypointjobs

Oliver James

Assistant Vice President, Compliance

atlanta, GA

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Job description

Overview

The Assistant Vice President of Compliance supports senior leadership in building and maintaining a strong compliance culture. This role oversees regulatory compliance across product development, operations, marketing and customer servicing. The AVP ensures policies, procedures and controls meet applicable state and federal requirements and works with cross functional teams to manage compliance risk.

Qualifications

Bachelor's degree or equivalent experience in law, business, finance or related field

Three to five years of compliance, risk, or audit experience

Knowledge of life and health insurance products and regulatory requirements

Strong analytical, research and problem solving abilities

Excellent communication, collaboration and organizational skills

Proficiency with Microsoft Office and compliance systems

Responsibilities

Ensure compliance with all applicable laws and regulations across product design, marketing, administration and operations

Draft and review policy forms and related materials for regulatory accuracy

Manage or support regulatory filings and maintain ongoing product compliance

Research regulatory requirements and maintain company compliance policies and procedures

Monitor regulatory changes and advise leadership on operational impact

Conduct compliance audits and testing

Identify issues, recommend corrective actions and track remediation

Provide compliance guidance and training to internal teams

Serve as a primary resource for compliance related questions

Prepare responses to regulatory inquiries, complaints and examinations

Support internal investigations, privacy, anti fraud and anti money laundering programs

Contribute to company projects requiring compliance input

Assist with operational reviews and process improvements

How to Apply

If interested, please apply to this job advert or reach out to

#J-18808-Ljbffr

Worksite address

atlanta, GA, 30383, US

Who can apply

Review the original listing for work authorization, qualifications and employer requirements.

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