Audit Manager

Job description

3 weeks ago Be among the first 25 applicants

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2 days in office | 8-5 | somewhat flexible with OT when needed. Working with global partners in the UK and need to be available

Must be college graduate

Must have experience doing audit with a broker/dealer side. This person will lead an audit

From corporate bank or financial services

Must live in the Stamford, CT metro area

Audit Manager

Be an ambassador for internal audit, demonstrating professional behaviors and helping to build on the reputation and integrity of the function.

Responsibilities:

Support the delivery of a flexible and risk-based audit plan that addresses regulatory requirements, provides independent assurance and opinions with impact.

Drive assurance for regular audit engagements by supporting assurance planning, ensuring coverage of key risks, collaborating with other Internal Audit teams, and complying with regulatory requirements for the function

Providing quality, efficient, and effective assurance and influencing business managers to improve controls

Leading and coaching the audit engagement team as they deliver audit engagements through coaching to help them to realize their potential and ensure they’re delivered within budget and on time

Managing key stakeholders throughout audit engagements, ensuring a good understanding of business risks and an open and effective discussion on key risk

Supervise the audit engagement team and support them

Support the delivery of a flexible and risk-based audit plan that addresses regulatory requirements, provides independent assurance and opinions with impact

Experience

3+ years' experience as an internal auditor

2+ year’ Audit Manager experience with preferably 2 years’ experience within financial markets

Ability to demonstrate leading a team in delivering projects while keeping a firm hand on budget, schedule, and quality

A proactive approach towards identifying and promoting talent

Ability to support and supervise a team through coaching, feedback, and development

Good written and verbal communication skills

Broker Dealer experience in supporting regulatory and business audit engagements is a plus.

Send resume to

Seniority level

Seniority level

Not Applicable

Employment type

Employment type

Full-time

Job function

Job function

Finance

Industries

Insurance Agencies and Brokerages

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Worksite address

stamford, CT, 06925, US

Who can apply

Review the original listing for work authorization, qualifications and employer requirements.