About this opportunity
Wedbush Securities lists this AVP, Compliance Control Room Lead opportunity in new york, New York. Review the employer’s description below for duties, qualifications and application requirements.
Job description
Wedbush Securities in New York City is seeking an AVP, Compliance Control Room to oversee controls mitigating conflicts of interest and protect information barriers. The role is hybrid and based in NYC.
You will analyze risk indicators with BI tools, monitor personal trading, assist in policy deployment, and prepare compliance reports for management while staying current with regulatory changes.
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Worksite address
new york, NY, 10261, US
Who can apply
Review the original listing for work authorization, qualifications and employer requirements.