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Job description
CIM Group is seeking an AVP to lead and coordinate CIM's compliance program for registered and non-registered investment advisers in Los Angeles. You will drive regulatory filings, data privacy initiatives, vendor risk reviews, and AML/KYC processes while guiding cross-functional teams and assuring regulatory adherence.
The role requires deep regulatory knowledge, superior coordination, and hands-on program management to strengthen controls and deliver compliant outcomes for CIM Group.
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Worksite address
los angeles, CA, 90079, US
Who can apply
Review the original listing for work authorization, qualifications and employer requirements.