About this opportunity
Morgan, Lewis & Bockius LLP lists this Broker-Dealer Regulation Associate (Junior–Mid) opportunity in new york, New York. Review the employer’s description below for duties, qualifications and application requirements.
Job description
Morgan, Lewis & Bockius LLP seeks a junior/midlevel associate with 1–4 years of large law firm experience or equivalent in-house or with a regulatory organization to join our Investment Management - Financial Institutions practice, focusing on broker-dealer regulation and securities markets participants.
The role involves advising on federal/state securities laws, SEC/FINRA rules, registrations and exemptions, regulatory exams, and related enforcement defense.
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Worksite address
new york, NY, 10261, US
Who can apply
Review the original listing for work authorization, qualifications and employer requirements.