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Job description
TradeStation is seeking an experienced Chief Compliance Officer to lead regulatory compliance for a self-clearing broker-dealer/FCM. The CCO will design and execute the compliance program, ensure adherence to SEC, CFTC, FINRA, NFA and state rules, and foster a culture of compliance at the highest level.
The ideal candidate will have 15+ years in the field, broker-dealer/FCM experience, and FINRA licenses. The role includes board collaboration, risk oversight, training, and continuous monitoring
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Worksite address
fort lauderdale, FL, 33336, US
Who can apply
Review the original listing for work authorization, qualifications and employer requirements.