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Job description
Chief Compliance Officer & General Counsel (New York, NY): A multi-strategy investment firm is seeking a senior compliance and legal professional to oversee its compliance program in a standalone position. This is a hands-on role working closely with senior leadership and external counsel.
Responsibilities
Lead and manage the firm’s compliance program across funds and strategies
Maintain policies, procedures, and key compliance documentation
Oversee regulatory filings and reporting
Manage core compliance functions (e.g., trade surveillance, communications monitoring, AML/KYC, best execution)
Conduct testing, audits, and ongoing program enhancements
Monitor regulatory developments and implement updates
Support legal matters including fund formation, offering materials, and agreements
Assist with transactional work and coordinate with external counsel
Review and negotiate various agreements
Partner with internal teams and deliver compliance training
Support regulatory inquiries and governance matters
Qualifications
J.D. required with 10+ years of compliance experience within a hedge fund
Ability to operate independently and build/manage a compliance program
Strong communication skills and sound judgment
Familiarity with global regulations
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Worksite address
new york, NY, 10261, US
Who can apply
Review the original listing for work authorization, qualifications and employer requirements.