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Foundation Risk Partners

Chief Compliance Officer: Lead SEC & Fiduciary Compliance

orlando, FL

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Job description

Advus Financial Partners in the Orlando metro area seeks a Chief Compliance Officer to design, implement, and oversee a comprehensive compliance program, lead regulatory risk management, and ensure fiduciary responsibilities across the firm.

The successful candidate will have 10+ years in investment advisory compliance, 5+ years in leadership, and deep knowledge of the Advisers Act, SEC rules, Form ADV, and Marketing Rule, with strong communication to senior leadership.

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Worksite address

orlando, FL, 32885, US

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