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Job description
VestGen Wealth Partners seeks a Chief Compliance Officer to report to the CEO and work with the executive management team and investment advisory teams to create a compliant and collaborative compliance program. The CCO will oversee the compliance function and advise senior leadership on risk and regulatory issues.
The role requires addressing complex business issues analytically, leading audits, and ensuring ongoing regulatory compliance across RIAs, a limited broker/dealer and an insurance
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Worksite address
chicago, IL, 60290, US
Who can apply
Review the original listing for work authorization, qualifications and employer requirements.