About this opportunity
Janney Montgomery Scott LLC lists this Complex Operations & Compliance Manager opportunity in village of garden city, New York. Review the employer’s description below for duties, qualifications and application requirements.
Job description
Janney Montgomery Scott LLC in New York seeks a Complex Supervisory Manager to oversee branch operations, supervision and compliance within the complex of three offices. You will partner with the Complex Director and Home Office to ensure regulatory updates, attestations, training, and risk controls while mentoring staff.
Strong customer service and meticulous attention to detail are required. Responsibilities include coordinating approvals for accounts and transfers, coordinating marketing
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Who can apply
Review the original listing for work authorization, qualifications and employer requirements.