About this opportunity
Capital-Group-1 lists this Compliance Lead – Hybrid, Impactful Regulatory Oversight opportunity in los angeles, California. Review the employer’s description below for duties, qualifications and application requirements.
Job description
Capital Group seeks a Compliance Lead within our Legal & Compliance sales literature review team. You will oversee marketing materials for retail and institutional investors across ETFs, mutual funds, and other vehicles.
You’ll guide writers and internal partners on regulatory applicability and disclosure standards. You’ll stay current with advertising rules (SEC, FINRA 2210/2212, Rule 482) and ensure substantiation, approvals, and recordkeeping meet standards.
#J-18808-Ljbffr
Worksite address
los angeles, CA, 90079, US
Who can apply
Review the original listing for work authorization, qualifications and employer requirements.