About this opportunity
H&P Executive Search lists this Compliance Officer – Investment Management opportunity in new york, New York. Review the employer’s description below for duties, qualifications and application requirements.
Job description
We have been mandated by a prestigious investment firm in New York City to find a Compliance Manager/Officer who will lead the team of juniors and report directly to the CCO.
What the client is looking for:
4+ years Compliance experience in the investment management space
Expertise in Investment Funds/Management and Compliance is required
Good working knowledge of Code of Ethics
Good working knowledge of the Investment Advisors Act
J.D from a top Law school is preferred but not essential
A vibrant, dynamic and ambitious personality
A relentless drive for personal and professional growth
In reciprocation, they provide:
An competitive remuneration package
A vibrant, supportive, and collaborative working culture
A chance to shape and develop the legal function of a growing firm
Supervision and responsibility of a small team
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Worksite address
new york, NY, 10261, US
Who can apply
Review the original listing for work authorization, qualifications and employer requirements.