About this opportunity
Landing Point lists this Compliance Operations Consultant opportunity in city of niagara falls, New York. Review the employer’s description below for duties, qualifications and application requirements.
Job description
Company Overview:
A leading global alternative investment manager with a strong presence across North America, Europe, and Asia is seeking a Compliance Operations Consultant. The firm is known for its technology-forward approach and advanced compliance program, and the role involves supporting infrastructure, governance, and process improvement initiatives.
Job Responsibilities:
Design, develop, and maintain compliance reporting dashboards, KPI frameworks, and management reporting packages
Lead or support regulatory filing processes, exam coordination, and audit response workflows
Draft, review, and maintain compliance policies, procedures, and control documentation
Identify and implement process improvements across compliance workflows
Partner with technology teams on the configuration and optimization of compliance platforms
Support the build-out and ongoing governance of compliance program metrics, testing schedules, and issue tracking frameworks
Coordinate with internal audit, risk, and finance teams on compliance-related deliverables
Produce high-quality written materials, including executive briefings, board presentations, and regulatory correspondence
Qualifications:
Experience in compliance operations, with a focus on infrastructure, governance, and process improvement
Ability to work cross-functionally with legal, technology, finance, and business operations teams
Proficiency in designing and maintaining compliance reporting dashboards and KPI frameworks
Experience with regulatory filing processes and audit response workflows
Familiarity with compliance platforms and automation opportunities
Compensation:
Pay Rate: $50 - $100/hr
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Who can apply
Review the original listing for work authorization, qualifications and employer requirements.