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Job description
Larson Maddox is seeking a Compliance & Supervision Manager in Tampa, FL to oversee investment and advisory activities and foster a strong culture of regulatory compliance. You will partner with financial professionals and internal stakeholders to review activity, provide guidance, and ensure adherence to policies and industry requirements.
The role emphasizes risk assessment, training, and enhancing supervisory processes, with hybrid work and opportunities to lead regulatory initiatives and
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Worksite address
tampa, FL, 33646, US
Who can apply
Review the original listing for work authorization, qualifications and employer requirements.