About this opportunity
Landing Point lists this Control Room & Trade Surveillance Consultant opportunity in city of niagara falls, New York. Review the employer’s description below for duties, qualifications and application requirements.
Job description
Company Overview:
A globally recognized multi-strategy investment firm with extensive trading operations across various asset classes is seeking a Control Room & Trade Surveillance Consultant to support its advanced surveillance program. The role involves embedding within the compliance team to enhance the firm's global surveillance operations.
Job Responsibilities:
Review, triage, and investigate second-line surveillance alerts across global trading venues.
Support first-line supervisory control review processes with trading desks and quant research teams.
Conduct investigations into potential market conduct issues and produce regulatory review summaries.
Support AML surveillance operations, including transaction monitoring and SAR analysis.
Assist with surveillance model calibration and alert threshold review.
Contribute to the firm's governance and risk assessment framework.
Support regulatory engagement preparation and maintain accurate case management records.
Assist with periodic surveillance program reviews and regulatory examination responses.
Qualifications:
Expertise in surveillance platforms, manipulation typologies, AML risk, or regulatory engagement.
Experience in a technically demanding and operationally rigorous environment.
Ability to produce work suitable for senior leadership and external regulators.
Compensation:
Pay Rate: $50 - $100/hr
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Who can apply
Review the original listing for work authorization, qualifications and employer requirements.