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Job description
Overview
Our client is seeking an experienced and dynamic Hedge Fund Deputy CCO to join the Compliance team. The team is responsible for all legal and compliance matters for the Firm. The successful candidate will be part of the global team responsible for overseeing the policies, procedures and testing of our client’s compliance program. Successful candidates can expect to grow quickly and advance in responsibility and title.
Base pay range
$225,000.00/yr - $275,000.00/yr
Responsibilities
Compliance Leadership: Dive into the firm’s policies and procedures and make suggestions to enhance the documentation of procedures and testing of reports
Develop and deliver compliance training programs for employees to ensure understanding of compliance policies and procedures
Foster a culture of excellence, teamwork, and continuous improvement
Policy and Procedures: Draft, implement, and maintain compliance policies, procedures and manuals to ensure adherence to regulatory requirements and industry standards
Stay up to date with evolving regulations and industry trends, and proactively adapt the compliance program as needed
Regulatory Filings: Conduct ongoing monitoring to determine regulatory filing requirements and coordinate with operations, technology, outside counsel, and compliance consultants; develop processes and tools to improve the framework
Marketing: Work with internal teams and outside counsel to create procedures for organizing and updating marketing guidelines for various jurisdictions
At least 10 years experience at multi-strategy hedge fund
In-depth knowledge of compliance requirements applicable to SEC registered investment advisers
Significant experience in drafting policies, procedures, and memorandums; ability to draft independently
Willingness to be hands-on and pro-actively offer solutions; comfortable with technology and data
Team player and self-starter who thrives in a fast-paced environment; able to remain calm under pressure
Outstanding communication skills, both written and verbal
Qualifications
At least 10 years of experience in a compliance role within a multi-strategy hedge fund
Strong knowledge of SEC registered investment adviser compliance requirements
Proven ability to draft policies, procedures, and memorandums
Hands-on, proactive problem-solver with comfort in technology and data
Strong communication and interpersonal skills
Employment details
Seniority level: Executive
Employment type: Full-time
Job function: Legal
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Worksite address
new york, NY, 10261, US
Who can apply
Review the original listing for work authorization, qualifications and employer requirements.