About this opportunity
Abacus Group, LLC lists this Director, Broker Dealer Controller opportunity in city of jersey city, New Jersey. Review the employer’s description below for duties, qualifications and application requirements.
Job description
Our client is a global bank. They seek a Director, Broker Dealer Controller to join their Jersey City, NJ office.
For a complete understanding of this opportunity, and what will be required to be a successful applicant, read on.
Responsibilities
Direct month-end close and financial reporting processes to ensure accuracy, timeliness, and compliance with US GAAP, IFRS, and regulatory standards
Lead a multi-location accounting team supporting U.S. broker-dealer and affiliated entity financial operations
Validate revenue, expense, and balance sheet reporting to ensure accurate financial statement presentation under US GAAP and IFRS
Collaborate with head office finance control teams to support reporting, controls, and disclosure requirements
Liaise with regulators, external auditors, and internal audit teams to manage inquiries and ensure the timely resolution of audit matters
Oversee all internal and external audit activities, including coordination, deliverables, and closure of audit findings
Strengthen internal control frameworks and governance structures to maintain audit readiness and regulatory compliance
Monitor adherence to policies, procedures, and reporting requirements across U.S. broker-dealer entities
Advise on complex transactions, new products, and accounting standards in partnership with cross-functional stakeholders
Drive finance transformation initiatives, including ERP enhancements, automation, analytics, and AI-enabled process improvements
Requirements xzgxqkn
10+ years relevant experience
Combo or private experience
Experience with financial products across capital markets, wealth management, and retail banking
In-depth experience and knowledge of IFRS and GAAP accounting requirements
Strong understanding of regional and global P&L reporting
General understanding of SEC and FINRA regulatory reports
CPA is preferred
Series 27 is a plus
JobID: 48363
Worksite address
city of jersey city, NJ, 07305, US
Who can apply
Review the original listing for work authorization, qualifications and employer requirements.