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Job description
Lead compliance programs for multiple investment adviser entities
Shape advisory compliance strategy across complex product platforms
About Our Client
A global investment organization offering a diverse suite of asset management and advisory products. The firm emphasizes strong governance, a forward‑looking risk culture, and disciplined oversight across all investment and operational activities.
Job Description
Support the Chief Compliance Officer in designing and managing compliance programs for affiliated registered investment advisers
Serve as a key advisor to investment, product, legal, distribution, and operations teams on compliance considerations related to new business initiatives and product development
Help cultivate a strong compliance culture by driving awareness of regulatory expectations and encouraging early incorporation of compliance perspectives
Draft, review, and enhance policies and procedures aligned with the Investment Advisers Act and other applicable regulations
Prepare required regulatory filings and documentation
Oversee periodic compliance risk assessments and contribute to the development of mitigation plans
Assist with regulatory examinations, inquiries, and related responses
Analyze complex regulatory or business issues and provide practical, risk‑aligned recommendations
Manage competing priorities across multiple affiliated business lines with strong project management discipline
Communicate clearly and confidently with senior leadership, clients, and regulatory bodies
The Successful Applicant
Bachelor's degree required; MBA preferred
At least 15 years of compliance experience within the asset management industry, with strong expertise in the Investment Advisers Act
Experience with alternatives or complex investment strategies is advantageous
Strong communication skills with the ability to engage senior executives and regulators
Ability to independently evaluate regulatory questions, propose practical solutions, and drive execution
Strong organizational, analytical, and project‑management capabilities
What's on Offer
Competitive annual salary ranging from $127,000 to $210,000 (USD).
Leadership role with significant influence over investment adviser compliance strategy
Opportunity to shape regulatory preparedness and strengthen cross‑functional governance
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Worksite address
boston, MA, 02298, US
Who can apply
Review the original listing for work authorization, qualifications and employer requirements.