About this opportunity
Moomoo Inc. lists this Director of Compliance: Regulatory Examinations & AML opportunity in dallas, Texas. Review the employer’s description below for duties, qualifications and application requirements.
Job description
Futu US Inc. is seeking a Director of Compliance to lead regulatory examinations, investigations, and AML controls within a global financial services group.
Based in Dallas, TX or Jersey City, NJ, this role requires extensive experience with FINRA and SEC rules for broker-dealers, and a proven ability to manage cross-functional teams and regulatory responses.
The position offers a pathway to shape compliance programs across clearing, surveillance, and reporting in a fast-paced environment.
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Worksite address
dallas, TX, 75215, US
Who can apply
Review the original listing for work authorization, qualifications and employer requirements.