About this opportunity
moomoo lists this Director of Regulatory Compliance — FINRA/SEC Expert opportunity in dallas, Texas. Review the employer’s description below for duties, qualifications and application requirements.
Job description
Futu US Inc. in Dallas, TX (or Jersey City, NJ) is seeking a Director of Compliance to lead regulatory examinations, inquiries, and investigations involving FINRA, the SEC, and state regulators.
You will apply deep knowledge of broker-dealer clearing, AML, trade surveillance, and regulatory reporting to guide remediation and oversight across a global organization. The role requires strong leadership, exceptional communication, and the ability to coordinate across Compliance, Operations,
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Worksite address
dallas, TX, 75215, US
Who can apply
Review the original listing for work authorization, qualifications and employer requirements.