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Financial Industry Regulatory Authority, Inc.

Director of Risk Monitoring & Regulatory Strategy

northern, KY

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About this opportunity

Financial Industry Regulatory Authority, Inc. lists this Director of Risk Monitoring & Regulatory Strategy opportunity in northern, Kentucky. Review the employer’s description below for duties, qualifications and application requirements.

Job description

Financial Industry Regulatory Authority, Inc. seeks a Director of Risk Monitoring to oversee a team of Risk Monitoring Analysts and drive risk assessments, regulatory responses, and examinations support across a portfolio of member firms.

This role operates in a hybrid environment with offices nationwide, collaborating with senior leadership to align risk monitoring with examinations strategy. The ideal candidate holds an advanced degree (MBA/JD) and extensive securities industry knowledge, with

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