About this opportunity
StoneX Group lists this Email Surveillance Principal, Broker-Dealer opportunity in northern, Kentucky. Review the employer’s description below for duties, qualifications and application requirements.
Job description
StoneX Group is seeking an Email Surveillance Specialist to monitor broker-dealer communications, including email and social media, ensuring regulatory compliance and firm policy adherence. The role supports institutional operations and involves collaboration with the supervisory team.
The position requires 2+ years in broker-dealer supervision, appropriate licenses (Series 7, 24, 63), and strong communication skills.
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Who can apply
Review the original listing for work authorization, qualifications and employer requirements.