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Madison-Davis, LLC

Head of Governance & Conduct Compliance Officer

new york, NY

Check who can apply and the requirements below before continuing.

About this opportunity

Madison-Davis, LLC lists this Head of Governance & Conduct Compliance Officer opportunity in new york, New York. Review the employer’s description below for duties, qualifications and application requirements.

Job description

Head of Governance & Conduct Compliance Officer

This range is provided by Madison-Davis, LLC. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

$190,000.00/yr - $230,000.00/yr

International investment bank based in Midtown Manhattan, currently looking to bring on a "Head of Governance & Conduct Compliance Officer". This position follows a hybrid work model (3 days in-office per week).

Key Responsibilities

Supervise the Compliance governance framework

Serve as the secretary for Committees managed by US Compliance and be responsible for the scheduling, charter, presentation decks, minutes, and action follow-up of committee meetings

Act as Compliance point of contact and respond requests/queries for all other Committees

Enhance awareness and adoption of the compliance standards across the Bank

Steer design, development, and management of periodic and ad-hoc Compliance reports/dashboards

Manage the Bank’s Conduct program

Identify opportunities to enhance the above framework

Seniority level

Mid-Senior level

Employment type

Full-time

Job function

Finance, Analyst, and Other

Industries

Financial Services, Banking, and Investment Banking

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Worksite address

new york, NY, 10261, US

Who can apply

Review the original listing for work authorization, qualifications and employer requirements.

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