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Job description
Head of Governance & Conduct Compliance Officer
This range is provided by Madison-Davis, LLC. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.
Base pay range
$190,000.00/yr - $230,000.00/yr
International investment bank based in Midtown Manhattan, currently looking to bring on a "Head of Governance & Conduct Compliance Officer". This position follows a hybrid work model (3 days in-office per week).
Key Responsibilities
Supervise the Compliance governance framework
Serve as the secretary for Committees managed by US Compliance and be responsible for the scheduling, charter, presentation decks, minutes, and action follow-up of committee meetings
Act as Compliance point of contact and respond requests/queries for all other Committees
Enhance awareness and adoption of the compliance standards across the Bank
Steer design, development, and management of periodic and ad-hoc Compliance reports/dashboards
Manage the Bank’s Conduct program
Identify opportunities to enhance the above framework
Seniority level
Mid-Senior level
Employment type
Full-time
Job function
Finance, Analyst, and Other
Industries
Financial Services, Banking, and Investment Banking
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Worksite address
new york, NY, 10261, US
Who can apply
Review the original listing for work authorization, qualifications and employer requirements.