About this opportunity
T. Rowe Price Hong Kong lists this Head of Regulatory Advisory Compliance opportunity in owings mills, Maryland. Review the employer’s description below for duties, qualifications and application requirements.
Job description
T. Rowe Price is seeking a Director of Regulatory Advisory Compliance in Owings Mills, MD. You will lead a Compliance & Risk Management team, providing regulatory guidance for client-facing advisory offerings and wealth platforms.
You will draft Form ADV filings, disclosures, and policies, while coordinating with Legal and Assurance on examinations and remediation. The role requires deep knowledge of the Investment Advisers Act, multi-entity governance, and the ability to translate complex
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Worksite address
owings mills, MD, 21117, US
Who can apply
Review the original listing for work authorization, qualifications and employer requirements.