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Job description
Overview
Stamford, CT
Cititec are partnered with a growing US commodities trading firm who are looking for an experienced and commercially minded Compliance Manager to lead and evolve their compliance framework across U.S. power and gas markets. This is a highly visible, front-office-facing role where you’ll take the lead on shaping, running, and evolving our client’s compliance framework across US power and gas markets, as the lead of compliance across the trade floor.
Responsibilities
Ensure all trading activities comply with applicable U.S. regulations, including CFTC, FERC, and EIA requirements, as well as ISO rules and internal policies
Prepare and submit regulatory filings, including hedge exemptions, CFTC Form 40, and FERC Form 552
Develop and deliver compliance training programs to ensure ongoing awareness of regulatory changes and internal standards
Advise trading teams on exchange rules, position limits, hedge exemptions, and related compliance matters
Monitor trading activity and communications, continuously enhancing surveillance methodologies
Support responses to regulatory inquiries, investigations, and audits related to U.S. trading activities
Collaborate cross-functionally to strengthen compliance frameworks, controls, and processes
Lead the annual market conduct risk assessment to identify and prioritize key compliance risks
Qualifications
10–15 years of compliance experience within trading environments
Proven experience working with algorithmic or systematic trading operations
Strong background in both financial and physical energy commodities markets
Deep understanding of risk and compliance within energy trading
Extensive knowledge of U.S. regulatory frameworks and reporting requirements
Familiarity with exchange rules, particularly ICE US, CME, and Nodal
Solid understanding of U.S. power markets, ISOs (including ERCOT), and Financial Transmission Rights
Bachelor’s degree in Finance, Economics, Accounting, Business, or a related field
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Worksite address
stamford, CT, 06925, US
Who can apply
Review the original listing for work authorization, qualifications and employer requirements.