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Job description
This range is provided by Atlantic Group. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.
Base pay range
$100,000.00/yr - $130,000.00/yr
Join a multi $Bn Hedge Fund as a Compliance Associate in NYC. Reporting directly to the CCO, this role has high upside, working four days in the office. Ideal candidates will have 1-3 years of compliance consulting or in-house experience.
Qualifications for the Compliance Associate include:
1-3 years of experience in compliance consulting or within a hedge fund
Previous experience with regulatory filings, including ADV, 13F/G/H, Form PF, etc.
Strong attention to detail and ability to work independently
Familiarity with Code of Ethics and compliance best practices
Hard-working attitude with a proactive approach to tasks
Excellent communication and interpersonal skills
Ability to thrive in a fast-paced, dynamic environment
Bachelor’s degree in a relevant field
Responsibilities as the Compliance Associate include:
Assisting with regulatory filings such as ADV, 13F/G/H, Form PF, etc
Supporting the Code of Ethics and ensuring compliance with regulatory requirements
Collaborating with a small-person legal/compliance team
Working closely with the CCO/GC, on compliance initiatives
Handling day-to-day compliance tasks and assisting in special projects
Conducting research on regulatory changes impacting the hedge fund industry
Participating in the development and implementation of compliance policies
Assisting in the preparation of reports for internal and external stakeholders
Seniority level
Associate
Employment type
Full-time
Job function
Legal
Industries
Financial Services and Investment Management
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Worksite address
new york, NY, 10261, US
Who can apply
Review the original listing for work authorization, qualifications and employer requirements.