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H&P Executive Search

Investment Compliance Manager — Lead Team, Drive Growth

new york, NY

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About this opportunity

H&P Executive Search lists this Investment Compliance Manager — Lead Team, Drive Growth opportunity in new york, New York. Review the employer’s description below for duties, qualifications and application requirements.

Job description

H&P Executive Search is mandating a prestigious investment firm in New York City to appoint a Compliance Manager/Officer who will lead the team of juniors and report directly to the CCO.

The role requires 4+ years of compliance experience in the investment management space, with expertise in funds/management and compliance, plus knowledge of ethics and the Investment Advisors Act. A JD from a top law school is preferred but not essential.

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Worksite address

new york, NY, 10261, US

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