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Morgan, Lewis & Bockius LLP

Investment Management Regulatory Associate (Broker-Dealer)

washington, DC

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Job description

Morgan, Lewis & Bockius LLP in Washington, DC seeks a junior to midlevel associate with 1–4 years of large law firm or equivalent experience to join our Investment Management - Financial Institutions practice, focusing on broker-dealer regulation.

Responsibilities include advising on federal and state securities laws, SEC/FINRA rules, registration and compliance matters, and representing clients in examinations and enforcement matters.

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Worksite address

washington, DC, 20022, US

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