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Cetera Financial Group

Lead, Complex Investment Product Oversight

dallas, TX

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Job description

Cetera Financial Group in Dallas, TX seeks an experienced Manager for the Complex Products team to oversee supervision of complex investment products, including alternatives and annuities. You will lead a team, ensure regulatory adherence, and serve as SME for internal and client inquiries.

The role requires deep product knowledge, FINRA licensing, and strong leadership to drive training and collaboration with Legal, Compliance, Risk, and Operations.

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Worksite address

dallas, TX, 75215, US

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