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Job description
Optima Partners in New York, NY is seeking a Head of Marketing Compliance to lead the firm's marketing review function. You will independently review client materials, provide written compliance comments, and negotiate compliant language with client teams under SEC rules.
The role requires deep knowledge of SEC marketing and advertising requirements, including Rule 206(4)-1, and the ability to drive standards across multiple client engagements with tight timelines.
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Worksite address
new york, NY, 10261, US
Who can apply
Review the original listing for work authorization, qualifications and employer requirements.