About this opportunity
PowerToFly lists this PWM Investment Consultant - Relationship Manager opportunity in dallas, Texas. Review the employer’s description below for duties, qualifications and application requirements.
Job description
Position Summary
The Investment Consultant - Relationship Manager on a FA/PWA team is responsible for the development, maintenance, and oversight of relationships with new and existing clients. The Relationship Manager combines personal skills with all the resources of Morgan Stanley Smith Barney to help clients realize their financial goals. In collaboration with the Financial Advisor Team, Relationship Managers assess a client's circumstances and objectives to provide individualized, highly strategic investment consulting. They have access to a full range of wealth building, managing, and preserving services throughout the firm, which they will offer to the clients of the Financial Advisor teams they join.
Duties and Responsibilities
Advise clients in accordance with the Team's agreed upon strategy
Analyze investment opportunities and client needs, and recommend appropriate strategies
Maintain and develop client relationships by developing strategies to meet their financial goals through the use of financial planning and wealth management
Prepare and deliver presentations/seminars to clients and prospects for business development purposes, as needed
Comply with all industry rules and regulations
Additional tasks as needed
Education and/or Experience
Minimum of bachelor's degree or comparable professional certification required
Active Series 7 and 63 and must maintain investment adviser representative (RA) registration, where required, in their place of business state and any other state(s) where the individual maintains a physical place of business. Additional product licenses may be required
Product and state licenses must be in parallel to Financial Advisors on the Team
At least 5 years of business experience and proven success in a previous career
Minimum of 5 years FINRA registration preferred
Knowledge / Skills
Extensive knowledge around financial industry and product knowledge
Ability to communicate effectively with co-workers and clients
Excellent written and oral communication skills
Knowledge of applicable compliance rules and regulations and firm policies
Reports To
Branch Manager or Associate Market Manager
Benefits
Comprehensive and attractive employee benefits and perks in the industry
EEO Statement
Morgan Stanley is an equal opportunity employer committed to building and maintaining a workforce that is diverse in experience and background. Our recruiting efforts reflect our strong commitment to a culture of inclusion, where individuals are hired, developed, and advanced based on their skills and talents.
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Worksite address
dallas, TX, 75215, US
Who can apply
Review the original listing for work authorization, qualifications and employer requirements.