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Job description
LPL Financial is seeking an Assistant Vice President to support the HOS VP and regional supervisory teams across risk and supervision matters, driving operational excellence and policy development.
This role leads strategic projects, coordinates with internal departments, and ensures adherence to FINRA, SEC, and state regulations while communicating plans to senior management. It requires strong leadership and a collaborative approach to delivering client-focused results.
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Worksite address
fort mill, SC, 29715, US
Who can apply
Review the original listing for work authorization, qualifications and employer requirements.