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Job description
LPL Financial Holdings Inc. seeks an Assistant Vice President to provide operational support to the HOS VP and supervise regional teams, ensuring regulatory compliance and risk management.
The role focuses on strategic projects, policy interpretation, and stakeholder liaison across the firm. Ideal candidates have 7–10 years of supervisory/regulatory experience, Series 7/9/10 and Series 66 or equivalents, and strong communication skills.
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Worksite address
fort mill, SC, 29715, US
Who can apply
Review the original listing for work authorization, qualifications and employer requirements.