About this opportunity
474 MS Services Group, Inc. lists this Regional Compliance Leader, Wealth Management opportunity in town/village of harrison, New York. Review the employer’s description below for duties, qualifications and application requirements.
Job description
Morgan Stanley is seeking a Regional Compliance Officer in Wealth Management Field Compliance to advise regional teams on regulatory policy, risk, and supervision. Role emphasizes leadership, cross-functional collaboration, and escalation of high-risk matters across brokerage and advisory activities.
You will engage with senior leaders, present regulatory updates, and drive policy enhancements while leveraging extensive SEC/FINRA knowledge and Wealth Management experience to mitigate risks and
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Who can apply
Review the original listing for work authorization, qualifications and employer requirements.