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Job description
Osaic is seeking a Regional Supervision Manager to oversee account reviews and brokerage/ advisory transaction oversight across our back-office platforms. You will ensure client interests align with firm policies and coordinate with home office staff to maintain compliance and efficiency.
The role requires three years of related experience and FINRA licenses (7, 24, 63/65/66). This is a full-time, hybrid position based in our hub locations with a competitive benefits package.
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Who can apply
Review the original listing for work authorization, qualifications and employer requirements.