About this opportunity
Advisor Group Inc. lists this Regional Supervision Manager (Hybrid) opportunity in atlanta, Georgia. Review the employer’s description below for duties, qualifications and application requirements.
Job description
Osaic is seeking a Regional Supervision Manager (RSM) to oversee account reviews, acceptance testing, and transaction reviews across Brokerage, Advisory and Direct accounts. You will ensure activities align with firm policies and regulatory requirements, coordinating with home office staff to protect clients and the firm.
Bachelor’s degree preferred; 3+ years in suitability reviews; FINRA Series 7 and 24 or 63/65/66 required.
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Worksite address
atlanta, GA, 30383, US
Who can apply
Review the original listing for work authorization, qualifications and employer requirements.