About this opportunity
All Things HR LLC lists this Registered Client Associate opportunity in seattle, Washington. Review the employer’s description below for duties, qualifications and application requirements.
Job description
The Simmons Group is a financial advisory practice that works as advocates for high net-worth clients and their families. As a team, we work collaboratively and strive to exceed our clients' expectations.
The Simmons Group is seeking a Registered Client Associate to join our independent and seasoned financial advisory group. The ideal candidate will be an energetic professional who cares about the quality of their work, enjoys working in collaboration within a team, and offers strong listening and communication skills. To be successful in the Registered Client Associate role, candidates must be detail oriented, organized, and have exceptional customer service skills. This position will work on-site full-time in our Seattle office.
At The Simmons Group , we believe that each of our associate's interest in personal and professional development is critical to our ongoing and continued success. This opportunity provides excellent potential for career advancement within our team.
Some of the Key Responsibilities of the Registered Client Associate: Serve as a primary point of contact for client service requests
Open new accounts and process account maintenance, transfers, and money movement requests.
Prepare and submit account paperwork and ensure documentation is complete and accurate
Prepare client deliverables and meeting materials as needed
Maintain client records and update information within CRM systems
Ensure compliance with firm policies and regulations
What the successful Registered Client Associate will have: Bachelor's or associate's degree
2+ years of experience in wealth management
Successful completion of the (SIE) Securities Industry Essentials and FINRA General Securities Representative (Series 7) Exam and Uniform Securities State Law Exam (Series 66 (or Series 63/65)) or the ability to obtain
Ability to multi-task and manage competing demands; proven organizational and prioritizing abilities
Self-motivated with the ability to work independently and in collaboration with the firm's leadership, team, and peers
Dependable, trustworthy, and dedicated
Maintain a professional appearance, address clients in a friendly, sincere, and professional manner
Detail oriented and demonstrates a commitment to accuracy, confidentiality, and delivers high quality work consistently
Compensation Range: $90,000 to $110,000 annually, DOE
Benefits: Medical, Dental and Vision plans
Health Savings Account (HSA)
Short Term Disability plan (STD)
Long Term Disability plan (LTD)
Employee Assistance Program (EAP)
Flexible Spending Account (FSA)
401k Retirement Plan
Commuter Benefit
Paid Time Off
Paid Holidays
To learn more, please visit:
The Simmons Group has partnered with All Things HR, an external HR consulting company, to assist with their recruitment process. If you would like to be a part of this dynamic team, please apply today!
Our company provides equal employment opportunity to all individuals regardless of their race, color, creed, religion, gender, age, sexual orientation, national origin, disability, veteran status, or any other characteristic protected by state, federal, or local law.
Worksite address
seattle, WA, 98127, US
Who can apply
Review the original listing for work authorization, qualifications and employer requirements.