About this opportunity
Wedbush lists this Registered Client Service Associate opportunity in dallas, Texas. Review the employer’s description below for duties, qualifications and application requirements.
Job description
Job Description
Wedbush Securities is a leading securities firm and investment bank, known for delivering innovative financial solutions across our Wealth Management, Capital Markets, Futures, and Advanced Clearing & Prime Services divisions. Headquartered in Los Angeles, California, with over 100 offices and more than 80 correspondent locations nationwide, our focus on providing exceptional, personalized service has been key to our continued growth.
Job Description
Wedbush Securities is a leading securities firm and investment bank, known for delivering innovative financial solutions across our Wealth Management, Capital Markets, Futures, and Advanced Clearing & Prime Services divisions. Headquartered in Los Angeles, California, with over 100 offices and more than 80 correspondent locations nationwide, our focus on providing exceptional, personalized service has been key to our continued growth.
Our Dallas, Texas office is currently seeking a Registered Client Service Associate to provide comprehensive support to Financial Advisors and senior management.
Responsibilities Include, But Are Not Limited To
Provide sales and administrative support to clients and Financial Advisors
Maintain and update client account information, assisting Financial Advisors with specialized projects
Coordinate, prepare, and assist with client review meetings and new account setups
Organize and manage calendars, appointments, and meetings efficiently
Process invoices, check requests, and expense reports in a timely manner
Research, plan, and arrange detailed travel itineraries, compiling all necessary documents for travel and appointments
Interact with clients both in-person and over the phone, delivering exceptional service
Prepare correspondence, presentations, and reports as required
Track and follow up on time-sensitive tasks and deliverables
Answer phones, taking precise and detailed messages
Maintain organized files and documentation
Perform other duties and tasks as required and assigned
Experience And Skills
Bachelor’s Degree from an accredited university
FINRA Series 7 and 66 OR Series 7 and 63 & 65 certifications required
Minimum of 3 years of professional experience preferred
Strong commitment to delivering exceptional customer service
Proficient understanding of general office procedures and office equipment
Expertise in Microsoft Office Suite (Word, Excel, PowerPoint)
Professional appearance and demeanor is essential
Positive, proactive attitude with the ability to prioritize, multitask, and meet deadlines
What We Offer
Comprehensive medical, dental, and vision coverage with multiple health plan options for you and your family
Health Savings Account with company-sponsored contributions
Flexible Spending Accounts (FSA) traditional and dependent care
Pre-Tax Commuter Benefits
401(k) plan with discretionary, competitive company matching and profit-sharing contributions
Tuition reimbursement up to $5,250/year
3 weeks of Paid Time Off
2 weeks of Paid Sick Time (may vary by location)
10 Paid Holidays
Charitable Donation Matching Contributions
Paid Leave (Parental Bonding, Military, Jury Duty, Volunteer Time Off, Disability, etc.)
FINRA License Sponsorship
Travel & Employee Assistance and Employee Discount Programs
The reasonable estimate of the compensation range for this role has not been adjusted for the applicable geographic location. A reasonable estimate of the current range is $30.00/hr to $32.92/hr. Colleagues may be eligible for additional, discretionary incentive compensation based on the colleague's and the firm's performance. Decisions regarding compensation are determined on a case-by-case basis and are dependent on a variety of factors including but not limited to skill sets; experience and training; licensure and certifications; and other business and organizational needs.
Wedbush Securities (WS) is proud to be an Equal Employment Opportunity employer. WS does not discriminate based on race, religion, color, creed, sex, sexual orientation, gender, gender identity or expression, national origin, ancestry, citizenship status, registered domestic partner status, uniform service member status, marital status, pregnancy, age, medical condition, disability, genetic information, family care or medical leave status, or any other consideration made unlawful by applicable federal, state, or local laws, or on the basis that an applicant or Colleague is perceived to have these characteristics or is associated with someone who is perceived to have these characteristics. WS aims to foster a culture of inclusion where all Colleagues are valued for their unique contributions to the firm as well as provided equal opportunities to succeed.
Wedbush uses E-Verify, an Internet-based system, to confirm the eligibility of all newly hired employees to work in the United States. Learn more about E-Verify, including your rights and responsibilities here position is subject to various laws or regulations that impose restrictions or prohibitions for employment with Wedbush due to criminal history. Those laws or regulations include but are not limited to, the following: Securities Exchange Act of 1934 (SEA) Rule 17a-3, et. seq,, Financial Industry Regulatory Authority (FINRA) Rules 3110(e), Rule 4530(a), etc., and FINRA Regulatory Notice 07-55.
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Worksite address
dallas, TX, 75215, US
Who can apply
Review the original listing for work authorization, qualifications and employer requirements.