About this opportunity
Veracity lists this Registered Wealth Management Client Associate opportunity in providence, Rhode Island. Review the employer’s description below for duties, qualifications and application requirements.
Job description
Registered Wealth Management Client Associate
Onsite
Full Time hours are 37.5 hours per week
Providence, RI
Key responsibilities include supporting enterprise strategic objectives, operational excellence goals, and client advocacy within the FA's business, while customizing solutions based on their specific needs. Job expectations include serving as the most frequent point of contact within Brokerage to address all service needs of their clients.
Responsibilities: Provides excellent Client Service to the bank's clients through educating them on all of the bank's service and banking offerings
Ensures timeliness, accuracy, and completeness in client materials and follows up on all client and Financial Advisor (FA) requests
Assists with ensuring practices are in alignment with the bank's policies and procedures to support operational excellence, protect the bank's clients, and manage risk
Identifies, deepens, and maintains client relationships through emphasizing the bank's offerings and promoting incorporation of banking into day-to-day practices, while communicating outputs to the FA
Supports day-to-day team activities and needs including covering roles in times of absence or seasonal need increases, while leading with a client first mindset
Required Qualifications: Client Securities Industry Essentials (SIE), Series 7, 63/65 or 66
Displays advanced industry knowledge and understanding of investment products
Desired Qualifications: Energetic individual that is self-motivated, coachable and flexible in thought
Enjoys a fast-paced environment with changing and evolving responsibilities
Detail oriented
Invested in personal development
Consistently pursues client experience excellence
Works quickly to fulfill client needs, delivering complex solutions
Frequent communication and an abundance of discretion with sensitive information
Microsoft Word, Excel and PowerPoint experience with Salesforce a plus
Professional verbal and written communication
Skills: Account Management
Client Management
Customer and Client Focus
Issue Management
Oral Communications
Business Development
Client Solutions Advisory
Pipeline Management
Prioritization
Administrative Services
Emotional Intelligence
Referral Identification
Written Communications
Screening Questions - Explain in detail for below questions.
Full Name:
Degree Major with University and Completion year?
Total experience as Registered Wealth Management Client Associate?
Does this candidate hold active Series 7 & 66 (or BOTH the 63 & 65 in lieu of 66)?
Has the candidate had previous experience as a Client Associate supporting Financial Advisors?
Contact Number:
E mail Id:
LinkedIn Id:
Full Address (Street, City, States, Zip Code Required)
Notice period: (in weeks):
Current work authorization status:
Expected Hourly Rates?
Are you ready to relocate on your own expenses and work at Providence, RI / Commute?
Worksite address
providence, RI, 02912, US
Who can apply
Review the original listing for work authorization, qualifications and employer requirements.