About this opportunity
Futu Holdings Limited lists this Regulatory Compliance & Examinations Director opportunity in dallas, Texas. Review the employer’s description below for duties, qualifications and application requirements.
Job description
Futu US Inc. is seeking an experienced Compliance professional to lead regulatory examinations, investigations, and AML controls for its broker‑dealer and clearing operations in the Dallas, TX or Jersey City, NJ offices.
The role requires coordinating responses to FINRA, SEC, and other regulators, ensuring strong policies, procedures, and governance across the organization. The ideal candidate will bring multi‑year FINRA regulatory experience, licensing credentials, and the ability to manage
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Worksite address
dallas, TX, 75215, US
Who can apply
Review the original listing for work authorization, qualifications and employer requirements.