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Job description
NewEdge Securities, part of NewEdge Capital Group, seeks a seasoned supervising professional to lead broker-dealer supervision across all registered representative and branch activity. The role emphasizes day-to-day operational supervision to meet FINRA Rule 3110 obligations and embed supervisory controls firm-wide.
Location options include Pittsburgh, Stamford, or Fort Lauderdale, with remote candidates encouraged to apply.
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Worksite address
stamford, CT, 06925, US
Who can apply
Review the original listing for work authorization, qualifications and employer requirements.