This job is closed
Applications are no longer available for this announcement. Explore current related opportunities below.
Job description
hackajob is collaborating with Barclays to connect them with exceptional professionals for this role.
Join us as a Securitized Product Business Oversight Compliance - VP, where you'll provide expert oversight and ensure adherence to legal, regulatory, and firm-wide compliance standards. In this role, you'll assess and challenge securitized product activities, including trading, structuring, and origination, while helping to identify and mitigate risks. You'll work closely with business and control partners, applying strong knowledge of U.S. securities regulations (FINRA/SEC) and market structures. This is a dynamic position suited for individuals who excel in problem-solving, communication, and navigating fast-paced environments.
To be successful as a Securitized Product Business Oversight Compliance - VP, you should have:
* Understanding of US Laws, Rules and Regulations related to securities (FINRA/SEC), derivatives (CFTC) and loans
* Identifying and assessing compliance risks specific to the securitized product distribution, trading, structuring, and origination activities
* Understanding of market structure for securitized products
* Working productively within a global Compliance team
* Providing support to members of the Business and Controls Partners on compliance risk related issues
Highly valued skills:
* Attention to detail and problem-solving mindset
* Ability to multitask in a fast-paced environment
* Excellent verbal and written communication skills
You may be assessed on key critical skills relevant for success in this role, such as risk and controls, change and transformation, business acumen, strategic thinking and digital and technology, as well as job-specific technical skills.
This role is located in New York.
Minimum Salary: $145,000
Maximum Salary: $200,000
The minimum and maximum salary/rate information above include only base salary or base hourly rate. It does not include any other type of compensation or benefits that may be available.
Purpose of the role
To provide data-led expert oversight and check and challenge on business and compliance matters to evidence that the organisation is operating in a compliance with Barclays legal, regulatory and ethical responsibilities.
Accountabilities
* Identification and assessment of compliance risks through thorough reviews of business activities, changes, processes, testing and systems to.
* Identification and investigation of potential market abuse, including but not limited to, Insider Dealing, Unlawful Disclosure, Market Manipulation or Anti-Competitive Conduct.
* Conduct investigation of compliance risk events or breaches. Oversight and check and challenge of corrective actions and preventative measures to avoid future occurrences.
* Implementation of compliance policies and procedures in line with regulatory requirements and ensuring that the
Who can apply
Review the original listing for work authorization, qualifications and employer requirements.