This job is closed
Applications are no longer available for this announcement. Explore current related opportunities below.
Job description
JW Michaels & Co. in New York, NY seeks a senior broker-dealer compliance leader with 12–15 years of FINRA experience to guide policy development, regulatory filings, training, and testing.
You will oversee Americas distribution compliance and lead a global marketing review under SEC and FINRA standards. Ideal candidate combines deep securities law knowledge, Series 24 certification, and proven people management to mentor teams, drive change, and shape the firm’s compliance strategy in a
#J-18808-Ljbffr
Worksite address
new york, NY, 10261, US
Who can apply
Review the original listing for work authorization, qualifications and employer requirements.