About this opportunity
StoneX Group lists this Senior Compliance Executive: Broker-Dealer & Advisory opportunity in miami, Florida. Review the employer’s description below for duties, qualifications and application requirements.
Job description
StoneX Group seeks a Deputy Chief Compliance Officer to support the retail business lines of StoneX Wealth Management. You will help design, implement, and oversee compliance programs across broker‑dealer and investment advisory operations, working with cross‑functional teams to ensure regulatory alignment and effective controls.
The role requires strong writing and communication skills, advanced analytical abilities, and hands‑on experience with regulatory reporting, including Form CRS, Form
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Worksite address
miami, FL, 33222, US
Who can apply
Review the original listing for work authorization, qualifications and employer requirements.