About this opportunity
StoneX Group Inc. lists this Senior Compliance Leader – Broker-Dealer & IA Oversight opportunity in new york, New York. Review the employer’s description below for duties, qualifications and application requirements.
Job description
StoneX Group Inc. seeks a Deputy Chief Compliance Officer to support the retail and wealth management lines.
You will help design, implement, and oversee compliance programs across broker-dealer and investment adviser operations, partnering with cross-functional teams. The role requires strong communication, advanced Excel skills, FINRA/Adviser Act knowledge, and a proven ability to manage multiple priorities in a regulated environment.
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Worksite address
new york, NY, 10261, US
Who can apply
Review the original listing for work authorization, qualifications and employer requirements.