About this opportunity
Webull-Financial lists this Senior Compliance Leader, Investment Adviser opportunity in new york, New York. Review the employer’s description below for duties, qualifications and application requirements.
Job description
Webull Advisors, an SEC-registered investment adviser, seeks a growth-oriented compliance professional to own the program across policy, controls, and regulatory submissions. You will work with legal, product, operations, and technology to scale the advisor business while ensuring strict compliance with securities laws and industry regulations.
The role offers exposure to AI-enabled wealth solutions, interaction with senior stakeholders, and a pathway to senior leadership as the program matures.
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Worksite address
new york, NY, 10261, US
Who can apply
Review the original listing for work authorization, qualifications and employer requirements.