About this opportunity
Webull Financial lists this Senior Compliance Leader, Investment Advisor Platform opportunity in new york, New York. Review the employer’s description below for duties, qualifications and application requirements.
Job description
Webull Financial in New York seeks a Senior Associate Director, Compliance to lead and advance our regulatory program for investment adviser activities. You will collaborate with legal, product, operations, and technology teams to align policies with evolving SEC rules and industry standards.
The role requires deep knowledge of adviser compliance, strong program management, and the ability to drive readiness for examinations and audits while guiding cross-functional teams toward scalable,
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Worksite address
new york, NY, 10261, US
Who can apply
Review the original listing for work authorization, qualifications and employer requirements.