About this opportunity
LPL Financial LLC lists this Senior Counsel, Brokerage & M&A Strategy opportunity in town of charlotte, New York. Review the employer’s description below for duties, qualifications and application requirements.
Job description
LPL Financial seeks an experienced attorney to join its corporate legal advice team as Vice President, Assistant General Counsel, Brokerage. This role focuses on the broker-dealer and investment advisory businesses, advising across business development, corporate transactions, and platform conversions with an autonomous docket in a fast-paced environment.
The ideal candidate has deep experience with FINRA rules, SEC regulations, and state securities laws, with the ability to navigate complex
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Who can apply
Review the original listing for work authorization, qualifications and employer requirements.