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Job description
RQD Clearing is seeking a General Counsel to serve as the company’s senior legal executive and trusted advisor to the CEO, Board, and leadership team. The role demands deep hands-on SEC and FINRA regulatory experience for broker-dealers, including carrying, clearing, and custody businesses, with involvement in commercial agreements, governance, financings, and risk management.
This is a highly practical role requiring clear recommendations and collaboration with Compliance, Risk, Operations,
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Worksite address
new york, NY, 10261, US
Who can apply
Review the original listing for work authorization, qualifications and employer requirements.